Our team has a deep wealth of knowledge and rigorous academic training. Our team members hold many designations, including Chartered Financial Analyst (CFA®) and Chartered Investment Management (CIM®) certifications, as well as multiple MBAs.
For over 20 years, we have helped clients throughout Quebec and Canada manage their wealth with clarity, confidence, and purpose. We have the experience to develop a structure that is worth the time and cost for sustainable growth and long-term gains.
Our white-glove service always ensures someone on our team is available to meet your needs, answer questions, and ensure that all aspects of your wealth management are working smoothly.
We develop robust portfolios with reliable returns based on rigorous academic research and a deep understanding of the ways capital markets function.
From retirement and estate planning to insurance, our comprehensive approach ensures that your finances are managed with the utmost attention and care.
True wealth management requires a coordinated strategy. Our team collaborates with your accountant, lawyer, and other relevant professionals to streamline administration and improve tax efficiencies.
Families across Quebec and Canada trust our hands-on experience and integrated approach, ensuring their specific needs are supported at every stage in their lives.
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We are proud supporters of The Depot Community Food Centre, an award-winning not-for-profit organization that helps families in need gain access to healthy food in a respectful and dignified manner. To find out how you can support this worthy cause visit online.
We have the answers. Check our FAQs for common questions. If you can’t find what you’re looking for, reach out to us and we will be happy to respond.
PWL Capital is structured such that all your assets are held in accounts in your name by our carrying broker, National Bank Independent Network (NBIN). When you deposit money to your accounts, the cheque is made out to NBIN, never PWL. Any movements of funds or securities in or out of your accounts can only be executed with your written authorization. The monthly account statements that you receive for each one of your accounts is mailed directly from the offices of National Bank Independent Network, without our intervention, ensuring an unbiased and audited valuation of your holdings.
Learn more about how Équipe Peter Guay and PWL Capital keep your money safe.
PWL Capital and its Investment Advisors are registered and regulated by the Canadian Investment Regulatory Organization (CIRO). By virtue of our registration with the CIRO, we are also subject to the oversight of the provincial regulatory bodies (e.g.: Autorité des Marchés Financiers (AMF) in Quebec or the Ontario Securities Commission (OSC) in Ontario.).
As a member of CIRO, we must comply with a series of rules and procedures governing securities transactions and portfolio management. Our firm must also undergo three regular inspections conducted by this self-regulatory organization.
Our Chief Compliance Officer (CCO) is responsible to ensure that each transaction is verified. In addition, she conducts a full audit of the accounts under our management on a quarterly basis.
Learn more about our governance and internal controls.
In managed or ‘discretionary’ accounts, your advisor is authorized to independently make investment decisions based on your overall direction and specific investment objectives. We will provide you with an Investment Policy Statement outlining the parameters of the client/broker relationship and our responsibility to act in your best interest when investing on your behalf.
PWL Capital and Équipe Peter Guay are proud to be CEFEX certified. CEFEX is an independent global assessment and certification organization that helps determine the trustworthiness of investment fiduciaries. CEFEX certification means that the organization recognizes PWL’s compliance with a defined standard of practice, and that PWL has demonstrated its adherence to the industry’s best practices and is positioned to earn the public’s trust.
Learn more about our governance and internal controls.
