If you’ve suffered a financial loss because your investment advisor or firm acted improperly, you will likely ask, “How can I get my money back?”
First of all, it’s important you act promptly. There are time limits attached to all of the options available to you. The first step in seeking compensation is to make a written complaint directly to your investment advisor and his/her firm. They must provide you with a substantive response to your claim within 90 days.
Learn more in the brochure!
