An Investor’s Guide to Making a Complaint

CIRO: Protecting Investors and Fostering Fair and Efficient Capital Markets across Canada.

This brochure provides information on:

How to Make a Complaint to a CIRO regulated firm;
How to Make a Complaint to CIRO; and
Compensation options for investors.

This information and more is also available at www.ciro.ca.

An Investor’s Guide to Making a Complaint